Our lawyers provide innovative and practical counsel on a wide variety of capital raising and securities law compliance matters. We represent clients ranging from emerging private companies to established public companies. With each, we build long-term relationships, generating efficiencies and helping them realize their business goals.
SEC Amends Emergency Order Regarding Short Sale Reporting by Institutional Investment Managers
September 22, 2008 Full PDF
On September 21, 2008 the SEC revised its recently adopted temporary disclosure requirements regarding short sales of publicly traded securities. The revised order provides that the information disclosed by investment managers on new Form SH will be nonpublic initially, but will be made available to the public via the Commission's EDGAR website two weeks after it is electronically filed with the Commission.