Our lawyers provide innovative and practical counsel on a wide variety of capital raising and securities law compliance matters. We represent clients ranging from emerging private companies to established public companies. With each, we build long-term relationships, generating efficiencies and helping them realize their business goals.
SEC Adopts Large Trader Reporting Regime
August 2, 2011
The Securities and Exchange Commission, in an effort to enhance
its
ability to identify large market participants and analyze their
trading
activity, has established a new reporting regime for so-called
"large
traders."